Rank: Advanced Member
Posts: 32
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There is an article in the Washington Post entitled "How to Avoid Getting Burnedby the next Bernard Madoff". The article is available at
http://www.washingtonpost.com/wp-dyn/content/article/2009/01/03/AR2009010300028.html?referrer=emailarticle
The article lists several links where you can see the arbitration status for your broker, brokerage or investment advisor. The main links are listed below.
Links:
FINRA - http://www.finra.org/index.htm
Investment Advisor Search - http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_OrgSearch.aspx
Securities and Exchange Commission/Check out your broker - http://www.sec.gov/investor/brokers.htm
North American Securities Administrators Association - http://www.nasaa.org/home/index.cfm |
Michael Stigall |
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